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SCHEDULE 2
ANNEX I TO RECAST BANKING CONSOLIDATION DIRECTIVE LIST OF ACTIVITIES SUBJECT TO MUTUAL RECOGNITION
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Section 24
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1. Acceptance of deposits and other repayable funds.
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2. Lending including, inter alia: consumer credit, mortgage credit, factoring, with or without recourse, financing of commercial transactions (including forfeiting).
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3. Financial leasing.
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4. Payment services as defined in Article 4(3) of Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market 14
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5. Issuing and administering other means of payment (e.g. travellers’ cheques and bankers’ drafts) insofar as this activity is not covered by point 4.
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6. Guarantees and commitments.
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7. Trading for own account or for account of customers in:
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(a) money market instruments (cheques, bills, certificates of deposit, etc.);
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(b) foreign exchange;
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(c) financial futures and options;
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(d) exchange and interest — rate instruments; or
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(e) transferable securities.
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8. Participation in securities issues and the provision of services related to such issues.
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9. Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings.
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10. Money broking.
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11. Portfolio management and advice.
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12. Safekeeping and administration of securities.
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13. Credit reference services.
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14. Safe custody services.
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15. Issuing electronic money.
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The services and activities provided for in Sections A and B of Annex I to Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments 15
, when referring to the financial instruments provided for in Section C of Annex I of that Directive, are subject to mutual recognition according to this Directive.
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14 OJ L 319, 5.12.2007, p.1
15 OJ L 145, 30.4.2004, p.1. Directive as amended by Directive 2006/31/EC (OJ L 114, 27.4.2006, p. 60). |
