Regulation of Providers of Building Works and Miscellaneous Provisions Act 2022

Matters to be considered in determining sanction to be imposed

54. The Board, the appeals committee or the High Court, as appropriate, in considering the sanction (if any) to be imposed—

(a) on a registered person under section 49 (2)(a), or

(b) on a registered person pursuant to a decision confirmed or given under section 50 , 52 or 53 ,

shall take into account the circumstances of the improper conduct concerned (including the factors occasioning it) and, without prejudice to the generality of the foregoing, may have regard to—

(i) the need to ensure that any sanction imposed—

(I) is appropriate and proportionate to the improper conduct, and

(II) if applicable, will act as a sufficient incentive to ensure that any like improper conduct will not occur in the future,

(ii) the seriousness of the improper conduct,

(iii) the extent of any failure by the registered person to co-operate with the investigation concerned of the registered person,

(iv) any excuse or explanation by the registered person for the improper conduct or failure to co-operate with the investigation concerned,

(v) the duration of the improper conduct,

(vi) the repeated occurrence of improper conduct by the registered person,

(vii) if applicable, the continuation of the improper conduct after the registered person was notified of the investigation concerned,

(viii) if applicable, the extent and timeliness of any steps taken to end the improper conduct and any steps taken for remedying the consequences of the improper conduct,

(ix) whether a sanction in respect of like improper conduct has already been imposed on the registered person by a court, the Board or another person, and

(x) any precedents set by a court, the Board or another person in respect of a previous improper conduct.