Investment Intermediaries Act, 1995

Register of investment product intermediaries.

31.—(1) A product producer shall establish and maintain a register of all its appointed investment product intermediaries at its principal office in the State, if any.

(2) The register referred to in subsections (1) and (4) of this section shall be open to public inspection at reasonable times during normal working hours.

(3) A product producer shall provide the Minister for Enterprise and Employment with information to be included by a product producer in the register kept for the purposes of this section at such intervals as that Minister may specify.

(4) The Minister for Enterprise and Employment shall establish and maintain a register of all investment product intermediaries appointed by product producers.

(5) Where the appointment of an investment product intermediary is discontinued the product producer shall inform a supervisory authority immediately of the termination of the appointment and the circumstances surrounding the termination of the appointment.