Investment Intermediaries Act, 1995

Maintenance of books and records.

62.—(1) (a) An approved professional body shall keep at an office or offices approved by the Bank such books and records (including books of accounts) as may be specified from time to time by the Bank.

(b) An approved professional body shall notify the Bank of the address of every office at which any such books or records are kept.

(c) A person who contravenes paragraph (a) or (b) of this subsection shall be guilty of an offence.

(2) The Bank may specify different books and records for the purpose of this section in relation to different approved professional bodies or different classes of approved professional body.

(3) Books and records kept pursuant to this section shall be—

(a) in addition to any books or other records to be kept by or under any other enactment, and

(b) retained at least for such period as the Bank may specify.